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The Hong Kong University of Science and Technology

FinTech Security and Regulation (RegTech)

The Hong Kong University of Science and Technology via Coursera

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Overview

Class Central Tips
This course "FinTech Security and Regulation (RegTech)" help you to understand RegTech and to become more confident and persuasive in your ability to analyze and make recommendations to executives within the finance industry regarding how to react to these changes, e.g. Regulations to cryptocurrencies like BitCoin & Initial Coin Offering (ICO). It presents the views of several professors from the top business school in Asia as well as perspectives from industry professionals. You will learn about how FinTech and RegTech disrupt and transform finance industry, such as challenges in protecting data and security with digital forensics, risk management and corporate governance in banking industry in terms of Know Your Customer (KYC) and Anti Money Laundering (AML), and how governments in different countries take initiatives in FinTech and RegTech.

Syllabus

  • Introduction to FinTech Security & Regulation
    • In this module, learners will examine the relationship between security and regulation as twin methodologies for managing and reducing risk in financial services. Issues explored will include "What is RegTech?", "What is InsurTech?", and how can we determine when regulation and security are enough or too much to achieve important social & business objectives.
  • Risk Management & Government Control
    • In this module, we explore some of the tools government use to regulate financial markets and discuss potential challenges for FinTech innovators in complying with these regulations. Some basic terms commonly used in finance such as AML & KYC are defined and described. We examine the role of different government agencies as well as alternative social objectives that influence the development of regulations over time.
  • Fraud, Crimes, & Security
    • In this module, we discuss the issues and challenges of preventing and detecting fraud and crime in financial markets. Topic discuss will include data theft and related security technologies, human challenges in implementing effective security, and electronic evidence & digital forensics issues. Recommendations for FinTech firms are provided to reduce risk of fraud and crime.
  • Global Trends and Government Initiatives in RegTech
    • In this module, learners will explore a variety of government initiatives related to FinTech & RegTech. Topics included open banking APIs in Europe, crypto-currency & ICO regulations, evolution of FinTech regulations in US & Europe, China regulations on FinTech, and regulatory issues in HK, Singapore & other jurisdictions.
  • Peer-graded Final Project
    • In this module, learners will complete a final project for the course involving research on regulatory decisions in multiple countries regarding a specific area of FinTech. Building on what they have discovered, learners will prepare a short video/written pitch recommending FinTech policies to a regulator in a smaller jurisdiction dealing with FinTech challenges and opportunities.

Taught by

Theodore Henry King CLARK

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Reviews

4.7 rating, based on 120 Class Central reviews

4.7 rating at Coursera based on 280 ratings

Start your review of FinTech Security and Regulation (RegTech)

  • Anonymous
    Just completed this course and I found it insightful and engaging. The presenter, Mr Clark is well versed in the subject matter and enjoyed the sessions with the visitor he had. I am looking forward to build on from this course. I think it would be interesting to include another developing country case study. Thank you The Hong Kong University of Science and Technology and Coursera for this informative course.
  • Anonymous
    It was a very helpful course, it helped me acquired new skills that has made me more marketable. I encourage everyone to pick up this course and you will thank me later.

  • Anonymous
    This course was very informative and relevant to the happenings in today's economy. It was also very challenging. As such, if you intend to do this course be prepared to do the work and research. I would recommend it to anyone interested in gaining insight into the workings of the FINTECH market especially the ever current and every growing cryptocurrency and ICO markets.
  • Anonymous
    The course was informative for someone who is completely new to the security and regulations of FinTechs. There was good knowledge in the course. if i have to make a suggestion it would be to maybe update the information since it has been quite some times since the records. i believe the latest date in any of the slides or data points was 2018.
  • Anonymous
    The course is very useful in helping me understand the Fintech security and regulation. The final project provides me the opportunity to navigate the regulations overseas and that in Hong Kong.
    The instructors are very experienced which they can provide insights into real life practices and theories.
  • Anonymous
    Interesting course that gives insights in FinTech in the context of regulations. It was interesting to write a report on an Asian country in the context of FinTech and propose how the selected country could approach regulation for a selected FinTech application.
  • Anonymous
    Great course! Very informative and well-structured! It gives a very good understanding to those looking to learn more about FinTech regulations. The self-paced approach is very convenient to those studying or working. Highly recommend!
  • Lopamudra Parida
    I liked this tutorial. Everything was explained very good and in detail with proper scenarios. Prof Theodare Clark very experienced and never i felt bore during my course. I have completed this course within 3 weeks.
  • Anonymous
    the course was helpful in understanding security and regulations relating to Fintech in different countries and it also helped to understand how i can use fintech in my investments
  • Anonymous
    It is good ...the lecturer is good also and using simple words that we all can understand.... also the written material and subttitles were helpful in a way or another...
  • Anonymous
    Excellent course and teachers. It has clear explanation about FinTech. Also, enjoyable lecture, sure anyone want to get knowledge about FinTech should take this course.
  • Anonymous
    Great course with plenty of information. I especially enjoyed the interviews with CSO of HSBC. It was very informative, and it brought the course the real world feel.
  • Anonymous
    This course should be taken by all Internal Control & Audit staff ...I gained a lot from it.
    I have informed my colleagues to take it and let's discuss
  • Anonymous
    An excellent course, thanks to practical tasks and information, I was able to expand the circle of my knowledge
  • Anonymous
    Well organised course and can be used in real world job. The instructor also came up with the latest global practice and real guest speaker from the industry which is hardly find in coursera.
  • Anonymous
    An insightful class that helped me better understand the challenges taking place GLOBALLY and not just in the countries I occupy. This course was more a refresher after spending 18 years in the US Banking system, but it helped me become more aware of the various challenges countries are trying to find solutions to become fair to borrowers, opportunities for lenders or investors and key importance of stopping the war with Money Laundering. Highly recommend this course to become more familiar with the challenges from Peer-to-Peer Lending, Crypto-currencies, payment processing and many more of the challenges I was not aware with taking place in other countries.
  • Anonymous
    I recently completed the "FinTech Security and Regulation (RegTech)" course offered by The Hong Kong University of Science and Technology, and I am pleased to share my feedback on this enriching learning experience.

    This course serves as an exceptional guide to understanding the intricate relationship between security, regulation, and the transformative impact of FinTech and RegTech on the finance industry. It provides a well-rounded perspective, combining academic insights from esteemed professors and practical viewpoints from industry professionals.

    Regards,
    Arvino Zulka
  • Edidiong Francis Udoka
    This course was totally worth the time and energy expended to run through the program. I have developed such ardent interest in Finance and Technology and as a Lawyer, I am often giving thoughts as to how well Laws and Regulations in general are being developed in this aspect.
    This course was exceptionally helpful, there was details in explanations and practical examples which made it easier to comprehend and relate with. I therefore rate this course highly due to the good efforts of the tutors.
  • Anonymous
    This is one of the best courses I have taken on the regulatory environment around the world regarding financial technology and the innovations that are being developed since the technology mix revealed to the world by the pseudonymous Satoshi Nakamo…
  • Anonymous
    Simply put, it was indeed an amazing experience learning this course and I look forward to using the knowlege I acquired to further build my career and impact the FinTech world.
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