This comprehensive study guide can make sure you are ready for your Series 66 exam. You'll have all the study tools you need at your fingertips, from clearly-written text and video lessons, to helpful worksheets and quizzes.
Overview
Syllabus
- Ch 1. Analytical Methods in Investment
- Ch 2. Valuation Factors of Securities
- Ch 3. Investment Vehicle Characteristics
- Ch 4. Understanding Customer Types & Profiles in Investing
- Ch 5. Capital Market Theory
- Ch 6. Investment Portfolio Management Strategies
- Ch 7. Tax Considerations for Investing
- Ch 8. Understanding & Managing Retirement Plans
- Ch 9. Special Types of Investment Accounts
- Ch 10. Ownership & Estate Planning Techniques
- Ch 11. Overview of Securities Trading
- Ch 12. Investment Portfolio Performance Measures
- Ch 13. Regulation of Investment Advisors & Investment Advisor Representative
- Ch 14. Regulation of Broker-Dealers
- Ch 15. Regulation of Broker-Dealers' Agents
- Ch 16. Regulation of Issuers & Securities Registration
- Ch 17. State Securities Administration Regulation
- Ch 18. Customers & Prospects Communication in the Securities Industry
- Ch 19. Ethical Practices & Obligations in the Securities Industry
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