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- Chapter 5. National Regulation: The Securities and Exchange Commission
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Classroom Contents
Misbehavior, Crises, Regulation and Self-Regulation in Financial Markets - Lecture 12
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- 1 - Chapter 1. The Importance of Regulation and Its Challenges
- 2 - Chapter 2. Firm Level Regulation: The Board and Its Duties
- 3 - Chapter 3. Trade Group Level Regulation and Its Controversies
- 4 - Chapter 4. Local Regulation: The Progressive Era
- 5 - Chapter 5. National Regulation: The Securities and Exchange Commission
- 6 - Chapter 6. Minimal Regulation: Hedge Funds
- 7 - Chapter 7. Market Surveillance: Preventing Manipulation
- 8 - Chapter 8. Regulatory Pushes at Home and Abroad
